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SEBI What is Securities and Exchange Board of India

  1. Basics of Stock Market
    1. Invest:3 benefits of investing for your future
    2. Types of Investment Diversification asset classes
    3. What is the share market? What Does It Do and How Does It Work with examples
    4. SEBI What is Securities and Exchange Board of India
    5. Stock Broker Financial Intermediaries or Market Intermediaries role in share market
    6. Depository and types of Depository Participants in India
    7. ICCL, NSE Clearing Limited and Bank’s role as Financial intermediary
    8. Angel Investors What are their roles with examples
    9. Venture Capitalist Who Are They and What Do They Do
    10. CAPEX Understanding Capital Expenditure with examples
    11. Private Equity Explained Understanding PE With Examples
    12. Initial Public Offering (IPO): What It Is and How It Works
    13. Launch IPO Why Do Companies Go Public
    14. IPO process how Initial Public Offering works in India
    15. What is IPO Key Terms Related to Initial Public Offering
    16. What is the share market?
    17. Share price understanding how does prices increase or decrease with examples
    18. Share trading: How Does It Work? with examples
    19. Types of traders in share market
    20. Market Index How Indexing Works, Types, and Examples in share market
    21. Share market indices importance and key terms
    22. Index construction methodology
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    24. Share market terminology for beginners
    25. How to Trade Shares for Beginners
    26. Clearing and settlement process in the Indian Share market
    27. Stock selling learn What happens when you sell a stock
    28. Corporate actions in share market and impact on prices
    29. Bonus Issue of Shares Explained and How They Work
    30. Stock Split and Buyback of Shares What you need to know
    31. Monetary Policy by RBI Repo Rate, reverse repo rate, Cash reserve
    32. Inflation and IIP explained with examples
    33. Purchasing Managers Index, Budget, Corporate Earnings Announcement and Non-Financial events
    34. Stock market basics for beginners
    35. Offer for Sale and Follow-on Public Offer explained with examples
    36. Rights Issue and its relevance to shareholders explained with examples
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Marketopedia / Basics of Stock Market / SEBI What is Securities and Exchange Board of India

The Securities and Exchange Board of India, commonly referred to as SEBI, is a share market regulator in India. Its objective is to foster growth in the exchanges, preserve the rights of individual investors, and oversee the activities of financial intermediaries and other participants. Primarily SEBI safeguards:

  • The stock exchange & stockbrokers conducts their business fairly 
  • Participants don’t get involved in unfair practices 
  • Corporates don’t use the markets to benefit themselves (Satyam Computers) unduly 
  • Small investors’ interests are protected 
  • Large investors with mega cash piles should not manipulate the markets Overall development of markets

Considering the above, it is essential for SEBI to oversee all entities involved in the market. From brokers to mutual funds and large companies, each will play a role in keeping our share markets balanced. 

Any inappropriate activities by any of the parties could have an adverse effect on India’s otherwise smooth-running exchange.

SEBI has laid out a set of rules and regulations which all entities must abide by. This legal framework is available on the SEBI website, under the ‘Legal Framework’ category.

EntityWhat do they do?
Credit Rating AgencyThey rate the creditworthiness of corporate and governments
Debenture TrusteesAct as a trustee to corporate debenture
DepositoriesSafekeeping, reporting, and settlement of clients’ securities
Depository Participant (DP)Act as an agent to the depositories
Foreign Institutional Investors (FII)Make investments in India
Merchant BankersHelp companies raise money in the primary markets

Asset Management Companies

(AMC)

Offer Mutual Fund Schemes

Portfolio Managers/

Portfolio Management System

(PMS)

Offer PMS schemes
Stock BrokersAct as an intermediary between an investor and the stock exchange

 

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    Attention Investors

    1. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020.
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    3. Pay 20% upfront margin of the transaction value to trade in cash market segment.
    4.  Investors may please refer to the Exchange’s Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 and other guidelines issued from time to time in this regard.
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